Medium Essentialism
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Medium essentialism is a philosophical theory stating that each
art Art is a diverse range of human activity, and resulting product, that involves creative or imaginative talent expressive of technical proficiency, beauty, emotional power, or conceptual ideas. There is no generally agreed definition of wha ...
form has its own distinctive
medium Medium may refer to: Science and technology Aviation *Medium bomber, a class of war plane *Tecma Medium, a French hang glider design Communication * Media (communication), tools used to store and deliver information or data * Medium of ...
, and that the
essence Essence ( la, essentia) is a polysemic term, used in philosophy and theology as a designation for the property or set of properties that make an entity or substance what it fundamentally is, and which it has by necessity, and without which it ...
of such an artform is dependent on its particular medium. In practice, the theory argues that every artwork should manifest its essential properties, those which no other artform can employ. The theory relies on the
presumption In the law of evidence, a presumption of a particular fact can be made without the aid of proof in some situations. The invocation of a presumption shifts the Legal burden of proof, burden of proof from one party to the opposing party in a court t ...
that every artform has a unique medium, and is divided into two main interpretations. The ‘limitation’ interpretation of medium essentialism argues that, due to their medium, some artforms should be constrained in their aspirations. The ‘productive’ interpretation reasons that a work's medium determines what content or style will function best, and that practitioners should pursue ventures aligning with the nature of this chosen medium.
Clement Greenberg Clement Greenberg () (January 16, 1909 – May 7, 1994), occasionally writing under the pseudonym K. Hardesh, was an American essayist known mainly as an art critic closely associated with American modern art of the mid-20th century and a formal ...
is a prolific medium-essentialist in relation to
modernist Modernism is both a philosophical and arts movement that arose from broad transformations in Western society during the late 19th and early 20th centuries. The movement reflected a desire for the creation of new forms of art, philosophy, an ...
art Art is a diverse range of human activity, and resulting product, that involves creative or imaginative talent expressive of technical proficiency, beauty, emotional power, or conceptual ideas. There is no generally agreed definition of wha ...
, proposing that artists such as
Jackson Pollock Paul Jackson Pollock (; January 28, 1912August 11, 1956) was an American painter and a major figure in the abstract expressionist movement. He was widely noticed for his " drip technique" of pouring or splashing liquid household paint onto a hor ...
are successful because they properly exploit elements of their chosen medium, such as a painting's physical flatness. However, medium essentialism was most propagated by
film A film also called a movie, motion picture, moving picture, picture, photoplay or (slang) flick is a work of visual art that simulates experiences and otherwise communicates ideas, stories, perceptions, feelings, beauty, or atmosphere ...
practitioners throughout the twentieth century, as it legitimised
cinema Cinema may refer to: Film * Cinematography, the art of motion-picture photography * Film or movie, a series of still images that create the illusion of a moving image ** Film industry, the technological and commercial institutions of filmmaking ...
as an artform for the first time. Previously, film had been regarded as merely a recorded representation of a written play. It is therefore most discussed today by film theorists, stemming from the work of critics such as
André Bazin André Bazin (; 18 April 1918 – 11 November 1958) was a renowned and influential French film critic and film theorist. Bazin started to write about film in 1943 and was a co-founder of the renowned film magazine ''Cahiers du cinéma'' in 1951, ...
. Regardless of the interpretation favoured, what constitutes a film's medium, and therefore essential meaning, has been heavily debated, and has prompted the creation of several sub-theories. The theory has been widely discussed among contemporary film theorists and has featured in the Anthology of the Philosophy of Film and Motion Pictures. Whilst medium essentialism is not merely a subcategory of the
Essentialism Essentialism is the view that objects have a set of attributes that are necessary to their identity. In early Western thought, Plato's idealism held that all things have such an "essence"—an "idea" or "form". In ''Categories'', Aristotle sim ...
theory, it is relevant to the notion that certain characteristics are integral to every entity's purpose and
identity Identity may refer to: * Identity document * Identity (philosophy) * Identity (social science) * Identity (mathematics) Arts and entertainment Film and television * ''Identity'' (1987 film), an Iranian film * ''Identity'' (2003 film), ...
.
Non-essentialism Often synonymous to anti-foundationalism, non-essentialism in philosophy is the non-belief in an essence (from Latin ''esse'') of any given thing, idea, or metaphysical entity (e.g. God). Non-essentialism might also be defined cataphatically (i.e ...
rejects the existence of such an 'essence'. Non-essentialism has been the view preferred by scholars such as
Noël Carroll Noël Carroll (born 1947) is an American philosopher considered to be one of the leading figures in contemporary philosophy of art. Although Carroll is best known for his work in the philosophy of film (he is a proponent of cognitive film theory) ...
, criticising medium essentialism in relation to film.


Dream medium essentialism

The sub-theory of dream medium essentialism states that a film's essence is dependent upon its medium, adding that a film's medium is to be found in its creator's
intention Intentions are mental states in which the agent commits themselves to a course of action. Having the plan to visit the zoo tomorrow is an example of an intention. The action plan is the ''content'' of the intention while the commitment is the ''a ...
or ‘dream’. Susanne K. Langer, in her book 'Feeling and Form,' posited this idea. Langer reasoned that film had become its own medium through its use of 'the dream mode', or a direct visual portrayal of an artist's intentions and/or imagination. She pinpointed the time during which cinema began to classify itself as an artform as the early 1920s. She cited films such as
The Love Light ''The Love Light'' is a 1921 American silent drama film starring Mary Pickford. The film was written and directed by Frances Marion. Pickford selected the story as she wanted to play an adult and not another adolescent role. Plot Based upon a ...
and
The Blacksmith ''The Blacksmith'' is a 1922 American short comedy film co-written, co-directed by and featuring Buster Keaton. Buster plays an assistant blacksmith to the big worker played by Joe Roberts, with predictable results. Cast * Buster Keaton as ...
as demonstrating a shift from practitioners creating humorous entertainment or historically accurate texts, to an expression of artistic intentions that result in film being classified as a "new poetic mode." Langer stated that, "The most noteworthy formal characteristic of dream" is that the dreamer "is always at the center of it", the dreamer in this case representing a filmmaker. Langer proposed that a film's essence is determined by its medium (medium essentialism), and that its medium is determined by the 'dream' of its creator, director or practitioner.
Noël Carroll Noël Carroll (born 1947) is an American philosopher considered to be one of the leading figures in contemporary philosophy of art. Although Carroll is best known for his work in the philosophy of film (he is a proponent of cognitive film theory) ...
, however, rejects both medium essentialism and Langer's definition of a film's medium as constituted by its creator's 'dream'. Carroll rebukes Langer's statement that the dreamer is 'always at the centre of' the film and that that proves the 'dream' as constituting a film's meaning/essence. He proposes that the "film viewer is not in the center of the array. She is typically off to one side." However, Livingston proposes that Carroll misreads Langer's argument, when it actually refers to the film creator - not the film consumer. Carroll also quotes fellow anti-essentialist critic
Stanley Cavell Stanley Louis Cavell (; September 1, 1926 – June 19, 2018) was an American philosopher. He was the Walter M. Cabot Professor of Aesthetics and the General Theory of Value at Harvard University. He worked in the fields of ethics, aesthetics, an ...
, who argues that dreams are often "boring narratives...their skimpy surface out of all proportion with their riddle interest and their effect on the dreamer."


Photography medium essentialism

Roger Scruton Sir Roger Vernon Scruton (; 27 February 194412 January 2020) was an English philosopher and writer who specialised in aesthetics and political philosophy, particularly in the furtherance of traditionalist conservative views. Editor from 1982 t ...
's 'Philosophy of Representation' also agrees with the premise of medium essentialism in relation to film. However, he proposes that since a photograph is
transparent Transparency, transparence or transparent most often refer to: * Transparency (optics), the physical property of allowing the transmission of light through a material They may also refer to: Literal uses * Transparency (photography), a still, ...
, it cannot constitute the
essence Essence ( la, essentia) is a polysemic term, used in philosophy and theology as a designation for the property or set of properties that make an entity or substance what it fundamentally is, and which it has by necessity, and without which it ...
of a work as it cannot express thought about its subject. This argument relies on the presumption that every artform must be defined by an intention or thought, and not merely its physical substance. This perspective posits that the medium and essence of a photo or film-based artwork must be determined non-materially. Numerically, his argument is as follows: # A text's 'essence' must express an opinion regarding its subject. # Photography is a transparent representation, and cannot express opinion of any sort. # Film is, at its most essential, a photograph of a dramatic representation, and does not contain opinion. # The essence of a film cannot lie in its material photography. Whilst not detailing the place that a film's medium (and therefore essence) should be found in, Scruton's theory rules out any physical location that a film's medium and essence could be found in. It thereby indirectly supports dream medium essentialism.


Balázs' Requirement of Intention

In addition to Scruton's proposition,
Béla Balázs Béla Balázs (; 4 August 1884 in Szeged – 17 May 1949 in Budapest), born Herbert Béla Bauer, was a Hungarian film criticism, film critic, aesthetics, aesthetician, writer and poet of History of the Jews in Hungary, Jewish heritage. He was a ...
argued that as a film's physical constitution is transparent, it cannot carry any meaning about its content. Balázs proposes, therefore, that an artform's essence must carry an intention about its subject - and this intention cannot be found within a film's photographic or audio elements. For example, whilst a musical composition or an oil painting provides an opinion about its subject (due to the intention required by creating an artwork from scratch), a photograph cannot in itself contain artistic intention without additional elements being considered, such as a directorial vision or lighting.


Editing medium essentialism

Soviet theorists
Dziga Vertov Dziga Vertov (russian: Дзига Вертов, born David Abelevich Kaufman, russian: Дави́д А́белевич Ка́уфман, and also known as Denis Kaufman; – 12 February 1954) was a Soviet Union, Soviet pioneer documentary f ...
,
Vsevolod Pudovkin Vsevolod Illarionovich Pudovkin ( rus, Всеволод Илларионович Пудовкин, p=ˈfsʲevələt ɪlərʲɪˈonəvʲɪtɕ pʊˈdofkʲɪn; 16 February 1893 – 30 June 1953) was a Russian and Soviet film director, screenwriter ...
and
Sergei Eisenstein Sergei Mikhailovich Eisenstein (russian: Сергей Михайлович Эйзенштейн, p=sʲɪrˈɡʲej mʲɪˈxajləvʲɪtɕ ɪjzʲɪnˈʂtʲejn, 2=Sergey Mikhaylovich Eyzenshteyn; 11 February 1948) was a Soviet film director, screenw ...
also concur with medium essentialism, adding that a film's medium (and therefore essence) lies in its
editing Editing is the process of selecting and preparing written, photographic, visual, audible, or cinematic material used by a person or an entity to convey a message or information. The editing process can involve correction, condensation, orga ...
. Pudovkin's essay 'The Plastic Material' (1929) proposes that the manipulation of
celluloid Celluloids are a class of materials produced by mixing nitrocellulose and camphor, often with added dyes and other agents. Once much more common for its use as photographic film before the advent of safer methods, celluloid's common contemporar ...
(or in the twenty-first century,
digital editing Digital media is any media (communication), communication media that operate in conjunction with various encoded machine-readable data formats. Digital media can be created, viewed, distributed, modified, listened to, and preserved on a digital ...
) is what defines a film's medium. This process would involve the physical alteration of photographic material, as well as intellectual engagement with what images a film should contain, in relation to the artistic intention of the filmmaker. For example, a work's essence would be constituted by its medium, which is made up of the editing involved in filmwork. This editing, in turn, is fulfilled by physical editing of collected material, as well as a consideration of how that material fits with the overarching intention of the filmmaker. This intention may be related to a plot, or a broader artistic vision. Concerned with a film's materiality, Pudovkin's interpretation of medium essentialism is agreed upon by later publications, including David Rodowick's The Virtual Life of Film (2007),
Mary Ann Doane Mary Ann Doane (born 1952) is the Class of 1937 Professor of Film and Media at the University of California, Berkeley and was previously the George Hazard Crooker Professor of Modern Culture and Media at Brown University. She is a pioneer in the ...
's The Emergence of Cinematic Time (2002), and
Phil Rosen Philip E. Rosen (May 8, 1888 – October 22, 1951) was an American film director and cinematographer. He directed more than 140 films between 1915 and 1949. He was born in Marienburg, German Empire (now, Malbork, Poland), grew up in Ma ...
's Change Mummified (2001). Vertov added to this sub-theory, arguing that editing techniques constitute the film's
semiotic Semiotics (also called semiotic studies) is the systematic study of sign processes ( semiosis) and meaning making. Semiosis is any activity, conduct, or process that involves signs, where a sign is defined as anything that communicates something ...
system,MICHELSON, Annette, and Kevin O’Brien (1985). ''Kino-eye: The Writings of Dziga Vertov''. Berkeley, CA: University of California Press. which contains the visual and auditory editing that manipulate recorded images - to the extent that they can create a sequence that has a particular outcome for the film holistically, as an artform in itself. Eisenstein was also a proponent of editing medium essentialism, and within his essay 'Montage of Attractions', reiterated the idea that sound and image editing can be so transformative for the film and the narrative it tells that editing may be considered the essence of a film. He proposed that montage was the defining characteristic of a film's medium and essence, which is necessarily brought about by editing. He proposes that montage cannot simply be found in film and other photographic mediums such as Japanese
pictographic A pictogram, also called a pictogramme, pictograph, or simply picto, and in computer usage an icon, is a graphic symbol that conveys its meaning through its pictorial resemblance to a physical object. Pictographs are often used in writing and ...
writing, but also in natural phenomena like
human perception Perception () is the organization, identification, and interpretation of sensory information in order to represent and understand the presented information or environment. All perception involves signals that go through the nervous system ...
more generally. Eisenstein claims that the medium of film, and the
montage Montage may refer to: Arts and entertainment Filmmaking and films * Montage (filmmaking), a technique in film editing * ''Montage'' (2013 film), a South Korean film Music * Montage (music), or sound collage * ''Montage'' (Block B EP), 201 ...
it contains, is a satisfaction of the human desire for an artform that contains this montage.


Reality medium essentialism

Stanley Cavell Stanley Louis Cavell (; September 1, 1926 – June 19, 2018) was an American philosopher. He was the Walter M. Cabot Professor of Aesthetics and the General Theory of Value at Harvard University. He worked in the fields of ethics, aesthetics, an ...
proposes that a film's essence is defined by its medium, and that that medium lies partly within a film's portrayal of an illusion of reality, "Not by literally presenting us with a world, but by permitting us to view it unseen we are displaced from our natural habitation within it, placed at a distance from it." Cavell proposed that a film's medium lies in its projection of reality, a notion that is heavily contested by scholars such as Noël Carroll, as his argument relies on the premise that a film's value is determined by how well it represents reality for audiences. Cavell has an almost non-essential conception of a film's medium, yet still subscribes to medium essentialism. He argues a film's medium lies not within its physical material, but by the way in which it represents reality through an artform's ongoing re-invention. Using the example of a 1975
Russian Russian(s) refers to anything related to Russia, including: *Russians (, ''russkiye''), an ethnic group of the East Slavic peoples, primarily living in Russia and neighboring countries *Rossiyane (), Russian language term for all citizens and peo ...
art film An art film (or arthouse film) is typically an independent film, aimed at a niche market rather than a mass market audience. It is "intended to be a serious, artistic work, often experimental and not designed for mass appeal", "made primarily f ...
,
Mirror A mirror or looking glass is an object that Reflection (physics), reflects an image. Light that bounces off a mirror will show an image of whatever is in front of it, when focused through the lens of the eye or a camera. Mirrors reverse the ...
, Cavell proposes that a filmmaker's accurate portrayal of reality from the perspective of a certain protagonist is what constitutes a film's medium, and therefore essence.


Criticism

Medium essentialism has been criticised as heavily as it has been praised, with many considering the theory 'narrow'. Most critics of the idea reject the premise that every artform has a distinctive medium which necessarily determines its essence. V.F. Perkins was one of the first critics of the theory, who in the 1970s proposed that no one aspect of the film medium (photographic production, specifically) is superior to its counterparts (such as artistic intention or soundtrack).
Noël Carroll Noël Carroll (born 1947) is an American philosopher considered to be one of the leading figures in contemporary philosophy of art. Although Carroll is best known for his work in the philosophy of film (he is a proponent of cognitive film theory) ...
is regarded as the most comprehensive critic of the theory. His argument, within 'Theorising the Moving Image,' holds that medium essentialism is an inaccurate way to evaluate a work - as it requires the distillation of a film to one medium, when a film is constituted by not one, but several mediums. These mediums may include editing, lighting, narrative, photography, colour, and artistic intention. The notion of a film as not containing one medium but several, can be interpreted in any number of ways, with some defining medium as an artist's intention and photography, others by audio editing, narrative, and artistic intention. Carroll takes issue with the presumptions held by medium essentialism, that each artform holds a unique medium, that that medium determines an arform's essence, and that an artform's content is determined by that medium. Carroll argues that theorists must "forget the medium" to understand the aesthetic possibilities that film contains, and criticises the essentialist arguments of works such as Siegfried Kracauer's 'Theory of Film', which avoided an exploration of the essence of film, yet still was preoccupied with a film-specific aesthetic as a result of the film medium, and nothing else. Similarly,
Robert Sinnerbrink Robert Sinnerbrink is an Australian philosopher and Associate Professor of Philosophy at Macquarie University. He is an ARC Future Fellowship recipient and a former Chair of the Australasian Society for Continental Philosophy (2007-2010). Sinn ...
within 'New Philosophies of Film: Thinking Images' argues that a film contains a multitude of elements, whilst medium essentialism requires a single, prescriptive and rigid one. Drawing from '' Cinema 1: The Movement Image,'' which was the first published consolidation of film theory, Sinnerbrink proposes that each film's "movement-image" or how a figure is created through the continuity of their movement, is that which defines it, in combination with a number of other elements. This position, therefore, denounces the idea that an artform's essence is determined by one specific medium. Citing the example of Derek Jarman's
Blue Blue is one of the three primary colours in the RYB colour model (traditional colour theory), as well as in the RGB (additive) colour model. It lies between violet and cyan on the spectrum of visible light. The eye perceives blue when obs ...
(1993), Sinnerbrink argues that the film's engaging voiceover narration, effective use of colour, exciting background music and plot cannot be distilled into a single 'relevant medium'.Sinnerbrink, Robert (2018). ''New Philosophies of Film : Thinking Images''. Continuum. p. 22-23. . .
Jacques Rancière Jacques Rancière (; born 10 June 1940) is a French philosopher, Professor of Philosophy at European Graduate School in Saas-Fee and Emeritus Professor of Philosophy at the University of Paris VIII: Vincennes—Saint-Denis. After co-authoring '' ...
is also a critic of medium essentialism, proposing that no film has an essence particular to its medium, and that any essence or single medium cannot be determined by any film in cinematic history.Sinnerbrink, Robert (2018). ''New Philosophies of Film : Thinking Images''. Continuum. p. 100-102. . . Reiterating the unsolvable conflict between 'visual spectacle' and 'narrative content' faced by critics when attempting to distill film into a single essential medium, Rancière states that 'essentialising' the film medium often comes at the price of being unable to see the film as a whole, as a 'corpus'.


References

{{Philosophy topics Film theory Aesthetics